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SEC MD&A and Risk Factors Analysis#

The SEC Filing Analysis crew consists of 3 agents and the main goal is to extract the key insights from the sections Management's Discussion and Analysis (MD&A) and Risk Factors of the target SEC Filing. An 10-K or 10-Q filing can be quite an extensive document and time consuming to read. Therefore, the goal is to analyze information from key sections that are not available in the financial statements. The crew does not support tables nor images in the filing, and only focus on the textual information that can be extracted.

Illustration of the SEC Filing Analysis crew:

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    E["Filing from EDGAR"] --> rf["fa:fa-triangle-exclamation SEC Analyst - Risk Factors"]
    rf --> S["fa:fa-file SEC Filing Summarizer"]
    E --> mda["fa:fa-comments SEC Analyst - MD&A"]
    mda --> S

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    class E beige

    classDef lightBlue fill:#ADD8E6,stroke:black
    class S lightBlue

Agents#

SEC Filing MDA Analyzer#

  • Role: SEC Filing Management's Discussion and Analysis Section Analyst
  • Goal: Analyze {ticker}'s {form} SEC filing to extract information from the Management's Discussion and Analysis section.
  • Backstory: You are an expert in analyzing the Management's Discussion and Analysis (MD&A) section of SEC filings. Your deep understanding of this section allows you to extract critical insights about a company's performance, strategic direction, and management's perspective on future risks and opportunities. Your expertise helps stakeholders gain a nuanced understanding of the company's operational and financial outlook.

SEC Filing Risk Factors Analyzer#

  • Role: SEC Filing Risk Factors Section Analyst
  • Goal: Analyze {ticker}'s {form} SEC filing to extract information from the Risk Factor's section.
  • Backstory: You are an expert in analyzing the Risk Factors sections of SEC filings, skilled at extracting detailed risk information presented by the company. Your insights help stakeholders understand the potential risks that could impact the company's performance and operations.

SEC Filing Summarizer#

  • Role: SEC Filing Summarizer
  • Goal: Summarize the information from SEC filing into a concise, easy-to-read report for {ticker}.
  • Backstory: You are a financial writer skilled at synthesizing complex financial and operational information from SEC filings into clear and informative summaries. Your work ensures that stakeholders can easily understand the essential takeaways without delving into the full details of regulatory documents.

Tasks#

SEC Filing MDA Task#

  • Description: Analyze the {form} SEC filing for the stock ticker {ticker} by using your assigned tool. Focus on the section Management's Discussion and analysis. Extract information about the growth in key market segments, and forward-looking statements from management. Include information about any key products and forward-looking statements from management.
  • Expected Output: The final answer should be a report that includes information about market segments, management discussion, and forward-looking statements from management.
  • Agent: sec_filing_mda_analyzer

SEC Filing Risk Factors Task#

  • Description: Analyze the {form} SEC filing for the stock ticker {ticker} by using your assigned tool. Focus on the section Risk Factors.
  • Expected Output: The final answer should be a report that includes information about the most important risk factors mentioned in the SEC filing.
  • Agent: sec_filing_risk_factors_analyzer

SEC Filing Summary Task#

  • Description: Create a summary report for the stock ticker {ticker} {form} SEC filing. Include key insights extracted from the SEC filing with key market segments, key developments and information from Management's Discussion and analysis and Risk Factors sections.
  • Expected Output: A concise summary report that provides key information from the SEC filing, including insights from the Management's Discussion and Analysis and Risk Factors sections.
  • Agent: sec_filing_summarizer